THE Scott S. James Company
SEC RegisteredWhere Meeting Your Goals Is our Goal ®
About the firm
Scott James Group has been helping investors plan and execute their financial retirement plans since 1996. Their Certified Financial Planners focus on budgeting and the proper asset allocation to keep retirement cash flow stable and lasting as long as possible. The firm offers an owner-operated business environment with investments held by Pershing, LLC, a division of The Bank of New York Mellon.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial retirement planning, budgeting, asset allocation, and investment products including Tax-Free Municipal bonds; securities offered through Scott James Group, Inc., member FINRA/SIPC, with investments held at Pershing, LLC.
Who they serve
Investors planning and executing financial retirement plans
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 54 | $16M |
| High Net Worth Individuals | 85 | $123M |
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.00% |
| $500,001 - $1,000,000 | 0.75% |
| Above $1,000,000 | 0.50% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THE Scott S. James Company has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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