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Scott Thomas Bewick

Investment Adviser Representative at Charles Schwab & Co., Inc.

Chicago, ILCRD #5327209Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Thomas Bewick is an investment adviser representative with Charles Schwab & Co., Inc. in Chicago, IL, where they have been registered since 2019. They have worked in the securities industry since 2014 and have been registered with 4 firms, including B. C. Ziegler and Company and Zacks Investment Management, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois
Broker:
1 state or territory

Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/26/2019
Series 65
Uniform Investment Adviser Law Examination
Passed 4/11/2007
Series 7
General Securities Representative Examination
Passed 5/2/2019
SIE
Securities Industry Essentials Examination
Passed 2/28/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Charles Schwab & Co., Inc.Current
6/21/2019 – Chicago, IL
Charles Schwab & Co., Inc.Current
5/2/2019 – Chicago, IL
B. C. Ziegler AND Company
8/12/2014 – 9/17/2014Chicago, IL
Zacks Investment Management, Inc.
1/30/2013 – 7/16/2014Chicago, IL
Fisher Investments
4/24/2007 – 10/14/2010San Mateo, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Unemployed
    Sep 2014 – Jan 2017Chicago, IL
  2. Starbucks
    Feb 2017 – Nov 2018Chicago, IL
  3. Charles Schwab & Co., Inc.
    Dec 2018 – no end date reportedNorthbrook, IL
  4. Charles Schwab BANK
    Dec 2018 – no end date reportedNorthbrook, IL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Charles Schwab & Co., Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other
Firm account minimum
$500,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Chicago, IL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Thomas Bewick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Scott Thomas Bewick (Charles Schwab & Co.) - Advisor Profile