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Scott W Simons

Investment Adviser Representative at RIDGELINE WEALTH PLANNING LLC

Centerville, OHCRD #4969653Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
2 states
Exams Passed
2

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
OhioTexas
Examinations passed
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/13/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.00%
$2,000,001 - $4,000,0000.90%
$4,000,001 - $7,000,0000.80%
$7,000,001 and Up0.65%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Ridgeline Wealth Planning LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIDGELINE WEALTH PLANNING LLCCurrent
10/2/2020Centerville, OH
FINANCIAL COUNSELING, INC.
8/9/200711/2/2020Springboro, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RIDGELINE WEALTH PLANNING LLC

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View RIDGELINE WEALTH PLANNING LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott W Simons has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.