Sean Alexander Hummel
Investment Adviser Representative at XYPN Sapphire
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sean Alexander Hummel is an investment adviser representative with XYPN Invest in Puyallup, WA, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 5 firms, including Confidence Wealth Management, LLC and LNW. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington.
Registrations & licenses
- Investment adviser:
- Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2014 – May 2017San Antonio, TX
- BANK OF America, N.A.Jan 2015 – May 2017San Antonio, TX
- UberMay 2017 – Dec 2017San Antonio, TX
- Sean Hummel (sole proprietor)Jan 2018 – Dec 2021San Antonio, TX
- Hull HoldingsJan 2017 – Dec 2019San Antonio, TX
- Hummel Planning, LLCMay 2018 – Mar 2023San Antonio, TX
- LNW Wealth Management, LLCMar 2023 – Aug 2024Seattle, WA
- Confidence Wealth ManagementAug 2024 – Dec 2024Henderson, NV
- Ten Ring Wealth Advisors, LLCOct 2025 – no end date reportedPuyallup, WA
- XYPN InvestOct 2025 – no end date reportedBozeman, MT
- UnemployedJan 2025 – Sep 2025Puyallup, WA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About XYPN Sapphire
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 61
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Bozeman, MT
- SEC file number:
- 801-118916
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 16, 2026
View full firm profileOther advisors at XYPN Sapphire
Showing 12 of 61 in the directory
Similar advisors in Puyallup, WA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Alexander Hummel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched