Sean Alexander Kram
Investment Adviser Representative at Citizens Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sean Alexander Kram is an investment adviser representative in Los Angeles, CA, currently registered with Citizens Private Wealth and Citizens Securities, Inc. They have worked in the securities industry since 2022 and have been registered with 5 firms, including LION Street Advisors, LLC and J.p. Morgan Private Wealth Advisors LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Washington.
Registrations & licenses
- Investment adviser:
- California, Washington
- Broker:
2 states and territories
California, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Republic Securities Company, LLCJun 2019 – Oct 2023Los Angeles, CA
- Sonoma State UniversityDec 2018 – May 2019Rohnert Park, CA
- Robert Half InternationalSep 2018 – Nov 2018Santa Rosa, CA
- UnemployedJul 2018 – Sep 2018Santa Rosa, CA
- Robert Half InternationalOct 2017 – Jul 2018Los Angeles, CA
- TCS World TravelAug 2016 – Oct 2017Seattle, WA
- First Republic Investment Management, IncFeb 2023 – Aug 2023Los Angeles, CA
- J.p. Morgan Securities LLCSep 2023 – Jul 2024Los Angeles, CA
- Lion Street FinancialAug 2024 – Apr 2025Austin, TX
- Lion Street AdvisorsAug 2024 – Apr 2025Austin, TX
- Citizens BankMay 2026 – no end date reportedLos Angeles, CA
- Citizens Securities, Inc.May 2026 – no end date reportedLos Angeles, CA
- Citizens Private WealthMay 2026 – no end date reportedLos Angeles, CA
- Blue Ocean CompaniesAug 2024 – May 2026Bellevue, WA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citizens Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $2,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 772
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Johnston, RI
- SEC file number:
- 801-61902
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Citizens Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Alexander Kram has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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