Sean Toohey
Investment Adviser Representative at Alpine Private Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sean Toohey is an investment adviser representative with Alpine Private Wealth in Omaha, NE, where they have been registered since 2024. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Securian Financial Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Missouri.
Registrations & licenses
- Investment adviser:
- Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Securian Financial Services IncMay 2021 – Aug 2023St Paul, MN
- Minnesota Life Insurance CoMay 2021 – Aug 2023St Paul, MN
- Renaissance Financial CorpMay 2021 – Aug 2023St Louis, MO
- TD AmeritradeSep 2020 – May 2021Saint Louis, MO
- Saint Louis UniversitySep 2019 – Sep 2020Saint Louis, MO
- Prima DistributionMay 2019 – Aug 2019Omaha, NE
- Omaha Country ClubMay 2012 – May 2019Omaha, NE
- Cetera Advisor Networks LLCAug 2023 – Apr 2024St. Louis, MO
- Cetera Investment Advisers LLCAug 2023 – Apr 2024Schaumburg, IL
- Alpine Private WealthMay 2024 – no end date reportedSt Louis, MO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Alpine Private Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $3,000,000 (waivable)
- Core Separate Accounts - Equity: First $10M0.60%
- Core Separate Accounts - Equity: Next $10M0.45%
- Core Separate Accounts - Equity: Remainder0.35%
- Core Separate Accounts - Fixed: First $10M0.35%
+5 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Saint Louis, MO
- SEC file number:
- 801-108952
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
View full firm profileOther advisors at Alpine Private Wealth
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Toohey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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