Seth Jerome Gunderson
Investment Adviser Representative at Western Wealth Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Seth Jerome Gunderson is an investment adviser representative with Western Wealth Management LLC in Broomfield, CO, where they have been registered since 2016. They have worked in the securities industry since 2003 and have been registered with 4 firms, including Raymond James Financial Services Advisors, Inc and Wells Fargo Investments, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
- Broker:
16 states and territories
Alaska, Arizona, California, Colorado, Florida, Iowa, Kentucky, Maine, Minnesota, Missouri, Nevada, New Mexico, North Carolina, Oklahoma, Oregon, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial LLCAug 2014 – no end date reportedBroomfield, CO
- Western Wealth Management LLCJun 2016 – no end date reportedBroomfield, CO
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Western Wealth Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fee-based financial and retirement planning, including balance sheet analysis, cash-flow analysis, written goals and objectives, capital needs analysis, debt reduction study, current vs. proposed investment analysis, and implementation checklist
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 112
- Offices listed on AdvisorFinder:
- 41
- Main office:
- Golden, CO
- SEC file number:
- 801-107762
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 9, 2026
View full firm profileOther advisors at Western Wealth Management LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Seth Jerome Gunderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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