Shane Michael Ellis
Investment Adviser Representative at Goldman Sachs Wealth Services, L.P.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shane Michael Ellis is an investment adviser representative with Goldman Sachs Wealth Services, L.P. in Deerfield, IL, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 86
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
2 states and territories
Illinois, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Goldman Sachs & CO. LLCJul 2025 – no end date reportedNew York, NY
- OberweisJun 2019 – Nov 2019Schaumburg, IL
- Top GolfNov 2019 – Mar 2020Schaumburg, IL
- Jewel-OscoMar 2020 – Aug 2021Schaumburg, IL
- Arthur J. Gallagher & Co.May 2022 – Aug 2022Rolling Meadows, IL
- Arthur J. Gallagher & Co.May 2023 – May 2024Rolling Meadows, IL
- Goldman Sachs & CO. LLCJun 2024 – Aug 2024Deerfield, IL
- UnemployedJan 2015 – Jun 2019Schaumburg, IL
- University of Illinois Urbana-ChampaignAug 2021 – May 2022Champaign, IL
- University of Illinois Urbana-ChampaignAug 2022 – May 2023Champaign, IL
- University of Illinois Urbana-ChampaignAug 2024 – May 2025Champaign, IL
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Goldman Sachs Wealth Services, L.P.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Subscription fee
- Firm account minimum
- $500,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,083
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Cohoes, NY
- SEC file number:
- 801-48238
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 15, 2026
View full firm profileOther advisors at Goldman Sachs Wealth Services, L.P.
Showing 12 of 1,083 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shane Michael Ellis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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