Shane Michael Lomax
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shane Michael Lomax is an investment adviser representative with Cetera Investment Advisers LLC in Lighthouse Point, FL, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
35 states and territories
Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Dunkin'Jun 2020 – Aug 2020West Palm Beach, FL
- Royal Blue DetailSep 2021 – Nov 2021Tampa, FL
- Palm Beach Gardens HighschoolAug 2016 – Jun 2017Palm Beach Gardens, FL
- UnemployedJun 2017 – Aug 2017Palm Beach Gardens, FL
- Palm Beach Gardens HighschoolAug 2017 – Jun 2018Palm Beach Gardens, FL
- UnemployedJun 2018 – Aug 2018Palm Beach Gardens, FL
- Palm Beach Gardens HighschoolAug 2018 – May 2019Palm Beach Gardens, FL
- UnemployedMay 2019 – Aug 2019Palm Beach Gardens, FL
- University of South FloridaAug 2019 – May 2020Tampa, FL
- University of South FloridaAug 2020 – May 2021Tampa, FL
- UnemployedMay 2021 – Aug 2021Tampa, FL
- University of South FloridaAug 2021 – May 2022Tampa, FL
- University of South FloridaMay 2022 – Aug 2022Tampa, FL
- University of South FloridaAug 2022 – May 2023Tampa, FL
- UnemployedMay 2023 – Mar 2024Tampa, FL
- DL Enterprises OF PALM Beach IncMay 2024 – Jan 2025North Palm Beach, FL
- Cetera Wealth Services, LLCJun 2024 – no end date reportedEl Segundo, CA
- Cetera Advisor NetworksFeb 2024 – Jun 2024El Segundo, CA
- Cetera Investment Advisers LLCSep 2024 – no end date reportedSchaumburg, IL
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shane Michael Lomax has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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