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Shane Richard Madigan

Investment Adviser Representative at Charles Schwab & Co., Inc.

Colorado Springs, COCRD #6821970Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Shane Richard Madigan is an investment adviser representative with Charles Schwab & Co., Inc. in Colorado Springs, CO, where they have been registered since 2022. They have worked in the securities industry since 2019 and have been registered with 3 firms, including USAA Financial Advisors, Inc. and T. ROWE Price Investment Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/9/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 12/15/2017
Series 7
General Securities Representative Examination
Passed 5/16/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/24/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Charles Schwab & Co., Inc.Current
6/9/2025 – Colorado Springs, CO
Charles Schwab & Co., Inc.Current
2/1/2022 – Colorado Springs, CO
USAA Financial Advisors, Inc.
3/14/2019 – 6/10/2020Colorado Springs, CO
T. ROWE Price Investment Services, Inc.
8/24/2017 – 1/2/2019Colorado Springs, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. University of Colorado Colorado Springs
    Aug 2016 – May 2017Colorado Springs, CO
  2. T. Rowe Price
    May 2017 – Jan 2019Colorado Springs, CO
  3. USAA Financial Advisors Inc
    Feb 2019 – Jun 2020Colorado Springs, CO
  4. Strategic Staffing Solutions
    Feb 2019 – Jun 2020Rolling Meadows, IL
  5. Charles Schwab & Co., Inc.
    Oct 2021 – no end date reportedColorado Springs, CO
  6. Unemployed
    Jun 2020 – Sep 2021Colorado Springs, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Charles Schwab & Co., Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other
Firm account minimum
$500,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Colorado Springs, CO

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shane Richard Madigan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Shane Richard Madigan (Charles Schwab & Co.) | AdvisorFinder