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Shannon C Barry

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Mayfield Hts, OHCRD #4848041Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
2

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Ohio
Examinations passed
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/18/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
11/8/2024Mayfield Hts, OH
ARBOR POINT ADVISORS
3/1/202111/8/2024Mayfield Hts, OH
CEDAR BROOK GROUP
3/1/20183/16/2021Cleveland, OH
SECURITIES AMERICA ADVISORS, INC.
6/15/20124/3/2019Mayfield Heights, OH
LPL FINANCIAL LLC
1/4/201110/13/2011Cleveland, OH
OSWALD FINANCIAL, INC.
10/25/201012/31/2010Cleveland, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shannon C Barry has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Shannon C Barry - Financial Advisor in Mayfield Hts, OH | AdvisorFinder