AdFi
SP

Shannon Paul Simon

Investment Adviser Representative at DB & C ADVISORS, LLC

Grand Haven, MICRD #5621092Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Michigan
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/31/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 2/6/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/29/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

DB & C Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DB & C ADVISORS, LLCCurrent
10/16/2018Grand Haven, MI
LPL FINANCIAL LLC
10/10/201810/10/2018Grand Haven, MI
SECURITIES AMERICA ADVISORS, INC.
5/2/201610/10/2018Grand Rapids, MI
FIRST ALLIED ADVISORY SERVICES, INC.
3/16/20145/10/2016Grand Rapids, MI
REGAL INVESTMENT ADVISORS LLC
4/26/20113/14/2014Grand Rapids, MI
INVEST FINANCIAL CORPORATION
4/7/20094/25/2011Grand Rapids, MI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DB & C ADVISORS, LLC

9 other advisors in the directory

View DB & C ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shannon Paul Simon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Shannon Paul Simon - Financial Advisor in Grand Haven, MI | AdvisorFinder