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Sharon Lynn Abbey

Investment Adviser Representative at XML FINANCIAL GROUP

Breckenridge, COCRD #4319044Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
29 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 29 states
AlabamaArizonaArkansasCaliforniaColoradoDistrict of ColumbiaFloridaGeorgiaIllinoisMarylandMichiganMinnesotaMissouriMontanaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/27/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 12/10/2002
Series 4
Registered Options Principal Examination
Passed 5/24/2019
Series 24
General Securities Principal Examination
Passed 7/22/2010
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/14/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/9/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $3,000,0001.00%
Next $1,000,0000.90%
Next $1,000,0000.80%
Next $1,000,0000.70%
Next $1,000,0000.60%
Next $1,000,0000.50%
Next $1,000,0000.40%
Next $1,000,0000.30%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $1,000,0000.20%
Next $5,000,0000.20%
Above $20,000,0000.10%
Source

XML FINANCIAL GROUP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

XML SECURITIESCurrent
6/17/2008Breckenridge, CO
VERAVEST INVESTMENTS, INC.
8/13/200111/24/2003WORCESTER, MA
LARA, SHULL & MAY, LTD
5/19/20056/18/2008FRISCO, CO
RAYMOND JAMES FINANCIAL SERVICES, INC.
4/1/20042/22/2005ST. PETERSBURG, FL
LINSCO/PRIVATE LEDGER CORP.
12/5/20033/31/2004FORT MILL, SC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sharon Lynn Abbey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sharon Lynn Abbey - Financial Advisor in Breckenridge, CO | AdvisorFinder