Shaun Douglas Mize
Investment Adviser Representative at Rivertree Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shaun Douglas Mize is an investment adviser representative with Rivertree Wealth in Gilbert, AZ, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Brighton Jones LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Arizona and Texas.
Registrations & licenses
- Investment adviser:
- Arizona, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- United States Air ForceMay 2014 – Dec 2023US Air Force Academy, Travis AFB, Robins AFB, CO
- Brighton JonesNov 2023 – Jul 2026Scottsdale, AZ
- Rivertree WealthJul 2026 – no end date reportedGilbert, AZ
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Rivertree Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $0 to $500,0001.00%
- Next $500,001 to $1,000,0000.90%
- Next $1,000,001 to $3,000,0000.75%
- Next $3,000,001 to $10,000,0000.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Little Rock, AR
- SEC file number:
- 801-134383
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 17, 2026
View full firm profileOther advisors at Rivertree Wealth
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shaun Douglas Mize has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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