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Shaun Eck

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Deer Park, ILCRD #5574644Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
30 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Shaun Eck has worked in the securities industry since 2008. They are registered to provide investment advisory services in 30 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 30 states
AlaskaArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisIowaKansasMaineMarylandMassachusettsMichiganMissouriNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/20/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 11/11/2008
Series 7
General Securities Representative Examination
Passed 9/25/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA INVESTMENT ADVISORS, INCCurrent
7/6/2022Deer Park, IL
KESTRA PRIVATE WEALTH SERVICES, LLC
9/25/20207/5/2022Palatine, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/31/20179/24/2020Deer Park, IL
CETERA INVESTMENT ADVISERS LLC
9/8/201510/30/2017Rosemont, IL
LPL FINANCIAL LLC
12/10/20139/11/2015Dundee, IL
FIFTH THIRD SECURITIES, INC.
1/16/201312/13/2013Gurnee, IL
LPL FINANCIAL LLC
3/17/20111/22/2013Dundee, IL
PRIMEVEST FINANCIAL SERVICES, INC.
8/3/20093/8/2011Mchenry, IL
MORGAN STANLEY SMITH BARNEY LLC
6/1/20097/27/2009Barrington, IL
MORGAN STANLEY & CO. INCORPORATED
12/11/20086/1/2009Barrington, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shaun Eck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Shaun Eck - Financial Advisor in Deer Park, IL | AdvisorFinder