Shawn Christopher Mercer
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shawn Christopher Mercer is an investment adviser representative with Cetera Investment Advisers LLC in Peachtree City, GA, where they have been registered since 2026. They have worked in the securities industry since 2001 and have been registered with 8 firms, including LPL Financial LLC and Ameriprise Financial Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia
- Broker:
4 states and territories
Alabama, Florida, Georgia, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BbtisAug 2012 – Jan 2018Milledgeville, GA
- Bb&t Securities, LLCJan 2018 – Feb 2021Macon, GA
- Truist Investment Services, Inc.Feb 2021 – Sep 2022Macon, GA
- Truist Advisory Services, Inc.Mar 2021 – Sep 2022Atlanta, GA
- Ameriprise Financial Services, LLCSep 2022 – Mar 2023Milledgeville, GA
- Queensborough BANK / Queensbororough InvestmentsApr 2023 – Sep 2025Milledgeville, GA
- LPL Financial LLCApr 2023 – Sep 2025Milledgeville, GA
- UnknownOct 2025 – Jan 2026Fayetteville, GA
- Regions BANKFeb 2026 – no end date reportedPeachtree City, GA
- Cetera Investment Advisers LLCFeb 2026 – no end date reportedPeachtree City, GA
- Cetera Investment Services LLCFeb 2026 – no end date reportedSaint Cloud, MN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shawn Christopher Mercer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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