Shawn Christopher Orser
Investment Adviser Representative at DBA Seaside Financial & Insurance Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shawn Christopher Orser is an investment adviser representative with DBA Seaside Financial & Insurance Services in Carlsbad, CA, where they have been registered since 2017. They have worked in the securities industry since 2006 and have been registered with 3 firms, including Seaside Financial & Insurance Services and Northwestern Mutual Investment Services,llc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Connecticut, New York, Texas, and Washington.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Connecticut, New York, Texas, Washington
- Broker:
10 states and territories
California, Connecticut, Florida, Illinois, Nevada, New Jersey, New Mexico, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Seaside Advisory Services, Inc.Dec 2009 – no end date reportedOceanside, CA
- Fortune Financial Services, Inc.Aug 2014 – no end date reportedNew Brighton, PA
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About DBA Seaside Financial & Insurance Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.0125
- Under $250,0001.25%
- $250,001 to $1,000,0001.00%
- $1,000,001 to $3,000,0000.90%
- $3,000,001 or more0.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Carlsbad, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shawn Christopher Orser has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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