Shelby Elizabeth Guice
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shelby Elizabeth Guice is an investment adviser representative with Charles Schwab & Co., Inc. in Los Angeles, CA, where they have been registered since 2024. They have worked in the securities industry since 2021 and were previously registered with Janus Henderson Distributors US LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Janus Henderson DistributorsFeb 2021 – Jan 2022Denver, CO
- Janus Henderson Investors US LLCSep 2021 – Aug 2023Denver, CO
- Hire ConnectionsJan 2020 – Jan 2021Denver, CO
- SignpostSep 2019 – Dec 2019Denver, CO
- SherpaniJul 2018 – Jun 2019Boulder, CO
- Self EmploymentJun 2019 – Sep 2019Boulder, CO
- EducationSep 2016 – Jun 2018Boulder, CO
- Janus Henderson Distributors US LLCJan 2022 – Aug 2023Denver, CO
- Charles Schwab & Co., IncSep 2023 – no end date reportedSanta Monica, CA
- Charles Schwab Bank SSBSep 2023 – no end date reportedSanta Monica, CA
- Janus Henderson Investors US LLCFeb 2021 – Aug 2021Denver, CO
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shelby Elizabeth Guice has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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