AdFi
SR

Sherika Ralliford

Investment Adviser Representative at DESERT ROSE CAPITAL MANAGEMENT, INC.

Meridian, IDCRD #6797825Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Idaho
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/11/2019
Series 7
General Securities Representative Examination
Passed 1/28/2019
SIE
Securities Industry Essentials Examination
Passed 2/23/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/20/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Sub-advisor: under $5M0.85%
Sub-advisor: $5M-$10M0.75%
Sub-advisor: over $10M0.65%
Primary advisor: under $250K1.85%
Primary advisor: $250K-$500K1.75%
Primary advisor: $500K-$1M1.65%
Primary advisor: $1M-$3M1.35%
Primary advisor: $3M-$5M1.25%
Primary advisor: over $5M1.00%
Reserve/dual-purpose accounts (flat)0.75%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Desert ROSE Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DESERT ROSE CAPITAL MANAGEMENT, INC.Current
9/12/2024Meridian, ID
AMERIPRISE FINANCIAL SERVICES, LLC
2/25/20224/15/2022Boca Raton, FL
NEWBRIDGE FINANCIAL SERVICES GROUP, INC.
1/26/20211/19/2022Boca Raton, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/15/20192/27/2020Delray Beach, FL

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DESERT ROSE CAPITAL MANAGEMENT, INC.

11 other advisors in the directory

View DESERT ROSE CAPITAL MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sherika Ralliford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sherika Ralliford - Financial Advisor in Meridian, ID | AdvisorFinder