DESERT ROSE CAPITAL MANAGEMENT, INC.
SEC RegisteredIt's not just what you own; it's how you own it
About the firm
Desert Rose Capital is a Registered Investment Advisor and fiduciary that offers personalized portfolio management using options strategies designed to reduce risk, centered around their Integrated Options Portfolio (IOP) strategy developed over 30 years ago.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personalized portfolio management as a fiduciary, options strategies designed to reduce risk, and the Integrated Options Portfolio (IOP) for upside market potential with significantly reduced risk.
Who they serve
Advisors, their clients, and institutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 687 | $68M |
| High Net Worth Individuals | 36 | $52M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 1 | $37M |
| Charitable Organizations | 2 | $234k |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 9 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
12 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Sub-advisor: under $5M | 0.85% |
| Sub-advisor: $5M-$10M | 0.75% |
| Sub-advisor: over $10M | 0.65% |
| Primary advisor: under $250K | 1.85% |
| Primary advisor: $250K-$500K | 1.75% |
| Primary advisor: $500K-$1M | 1.65% |
| Primary advisor: $1M-$3M | 1.35% |
| Primary advisor: $3M-$5M | 1.25% |
| Primary advisor: over $5M | 1.00% |
| Reserve/dual-purpose accounts (flat) | 0.75% |
Data as of March 20, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DESERT ROSE CAPITAL MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.