Shweta Nand Agarwal
Investment Adviser Representative at Sanctuary Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shweta Nand Agarwal is an investment adviser representative with Sanctuary Advisors, LLC in Springfield, MO, where they have been registered since 2021. They have worked in the securities industry since 2015 and have been registered with 3 firms, including Morgan Stanley and Waddell & REED, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California, Missouri, and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Missouri, Texas
- Broker:
12 states and territories
Arkansas, California, Colorado, Florida, Illinois, Kansas, Maryland, Missouri, New York, North Carolina, Oklahoma, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedFeb 2010 – Mar 2017Springfield, MO
- Alympia Associates LPMay 2002 – no end date reportedSpringfield, MO
- Morgan StanleyMar 2017 – no end date reportedLeawood, KS
- Kelly ServicesMar 2016 – Mar 2017Springfield, MO
- Morgan Stanley Private Bank, National AssociationMay 2017 – Oct 2021New York, NY
- Sanctuary WealthOct 2021 – no end date reportedSpringfield, MO
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sanctuary Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.0275
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 393
- Offices listed on AdvisorFinder:
- 91
- Main office:
- Miami, FL
- SEC file number:
- 801-99364
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 14, 2026
View full firm profileOther advisors at Sanctuary Advisors, LLC
Showing 12 of 393 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shweta Nand Agarwal has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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