Simon M Liegel
Investment Adviser Representative at CLF Asset Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Simon M. Liegel is an investment adviser representative with CLF Asset Management, Inc. in Madison, WI, where they have been registered since 2016. They have worked in the securities industry since 2011 and have been registered with 3 firms, including Woodbury Financial Services, Inc. and Signator Investors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Wisconsin.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CLF Asset Management, Inc.Apr 2016 – no end date reportedMadison, WI
- Capitol Lakes Financial, LLPNov 2011 – no end date reportedMadison, WI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About CLF Asset Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
CLF Asset Management offers investment management and financial planning services. Investment management includes custom-built portfolios tailored to financial needs, time horizon, risk tolerance, and tax situations, with ongoing monitoring and rebalancing. Financial planning involves holistic, comprehensive wealth strategy development incorporating a broad range of topics and tools aligned to clients' short and long-term goals.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Madison, WI
- SEC file number:
- 801-131455
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 2, 2026
View full firm profileOther advisors at CLF Asset Management, Inc.
4 other advisors in the directory
Similar advisors in Madison, WI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Simon M Liegel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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