Simon Perna
Investment Adviser Representative at Cascade Financial Partners, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Simon Perna is an investment adviser representative with Cascade Financial Partners, LLC in San Diego, CA, where they have been registered since 2026, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cascade Financial Partners, LLCSep 2025 – no end date reportedSan Diego, CA
- CorientJan 2025 – Aug 2025San Diego, CA
- Pure Financial Advisors, LLCAug 2022 – Dec 2024San Diego, CA
- Axiom AdvisoryAug 2021 – Mar 2022San Diego, CA
- Driven Wealth ManagementAug 2020 – Aug 2021San Diego, CA
- Nu-Trek, Inc.Jan 2020 – Aug 2020San Diego, CA
- Tim Austgen, CPAMay 2019 – Jan 2020San Diego, CA
- UnemployedMar 2022 – Jul 2022San Diego, CA
- San Diego State UniversityAug 2018 – May 2019San Diego, CA
- Mt. Hebron High SchoolAug 2014 – Aug 2018Ellicott City, MD
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cascade Financial Partners, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $1,000,0000.95%
- Next $1,000,0000.80%
- Next $3,000,0000.70%
- Next $5,000,0000.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning (including personal CFO support, estate planning, college and retirement planning, tax-smart strategies, and cash flow planning) and investment management (including tax-efficient portfolio design, diversified low-cost portfolios, private market access, tax-loss harvesting, asset location optimization, and tactical rebalancing).
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- San Diego, CA
- SEC file number:
- 801-128042
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
View full firm profileOther advisors at Cascade Financial Partners, LLC
6 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Simon Perna has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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