Sophia Leigh Konstantinou
Investment Adviser Representative at Neuberger Berman BD LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sophia Leigh Konstantinou is an investment adviser representative with Neuberger Berman BD LLC in Chicago, IL, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois and New York.
Office
Advisors at this office: 89
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois, New York
- Broker:
2 states and territories
Illinois, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- KBRAJun 2021 – Aug 2021New York City, NY
- Oppenheimer & Co. Inc.Jun 2022 – Aug 2022New York City, NY
- Neuberger BermanJun 2023 – Aug 2023Chicago, IL
- Altar'd StateFeb 2020 – Jun 2021Schaumburg, IL
- Neuberger BermanJun 2024 – no end date reportedChicago, IL
- EducationFeb 2014 – Feb 2020Arlington Heights, IL
- Indiana UniversityAug 2020 – May 2024Bloomington, IN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Neuberger Berman BD LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Chicago, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sophia Leigh Konstantinou has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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