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Spencer A. Briggs

Investment Adviser Representative at Columbia Management Investment Advisers, LLC

Boston, MACRD #7801280Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Spencer A. Briggs is an investment adviser representative with Columbia Management Investment Advisers, LLC in Boston, MA, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Fidelity Brokerage Services LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts.

Office

290 Congress Street
Boston, MA 02210

Advisors at this office: 135

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
3 states and territories

Indiana, Massachusetts, Michigan

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/30/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 11/22/2023
Series 7
General Securities Representative Examination
Passed 11/10/2023
SIE
Securities Industry Essentials Examination
Passed 9/29/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Columbia Management Investment Advisers, LLCCurrent
11/13/2025 – Boston, MA
Columbia Management Investment Distributors, Inc.Current
9/17/2025 – Dorchester, MA
Fidelity Brokerage Services LLC
11/10/2023 – 9/1/2025Smithfield, RI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Amica Insurance
    May 2022 – Aug 2022Lincoln, RI
  2. Amica Insurance
    May 2021 – Aug 2021Lincoln, RI
  3. TOWN OF Franklin
    Dec 2020 – Mar 2021Franklin, MA
  4. DOOR DASH
    Dec 2020 – Mar 2021Franklin, MA
  5. Amazon
    May 2020 – May 2020Milford, MA
  6. JPG LAWN AND Landscape
    May 2019 – Aug 2019Franklin, MA
  7. Ichigo ICHI
    Nov 2016 – Mar 2019Franklin, MA
  8. Fidelity Investments
    Aug 2023 – Aug 2025Smithfield, RI
  9. University OF Maine
    Aug 2019 – May 2023Orono, ME
  10. Franklin HIGH School
    Aug 2015 – Jun 2019Franklin, MA
  11. Columbia Management Investment Distributors
    Sep 2025 – no end date reportedBoston, MA
  12. Columbia Management Investment Advisers, LLC
    Nov 2025 – no end date reportedBoston, MA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Columbia Management Investment Advisers, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Performance-based fees

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
196
Offices listed on AdvisorFinder:
10
Main office:
Boston, MA
SEC file number:
801-25943

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 23, 2026

View full firm profile

Other advisors at Columbia Management Investment Advisers, LLC

Showing 12 of 196 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Spencer A. Briggs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Spencer A. Briggs (Columbia Management Investment Advisers)