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Stacey Vincent-Flores

Investment Adviser Representative at Empower Advisory Group, LLC

Dripping Springs, TXCRD #2930923Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stacey Vincent-Flores is an investment adviser representative with Empower Advisory Group, LLC in Dripping Springs, TX, where they have been registered since 2026. They have worked in the securities industry since 2014 and have been registered with 7 firms, including Martin Capital Advisors, LLP and LPL Financial LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
46 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/12/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 9/13/2001
Series 7
General Securities Representative Examination
Passed 2/12/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/13/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/31/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Financial Services, Inc.Current
4/30/2026 – Dripping Springs, TX
Empower Advisory Group, LLCCurrent
4/30/2026 – Dripping Springs, TX
Martin Capital Advisors, LLP
9/26/2024 – 11/25/2025San Antonio, TX
LPL Financial LLC
2/9/2024 – 5/16/2024Boerne, TX
LPL Financial LLC
10/18/2021 – 2/22/2022Corpus Christi, TX
Frost Investment Services
10/11/2019 – 10/20/2021Corpus Christi, TX
Stifel, Nicolaus & Company, Incorporated
3/29/2017 – 10/11/2019Corpus Christi, TX
J.p. Morgan Securities LLC
5/19/2016 – 11/23/2016San Antonio, TX
Edward Jones
3/16/2015 – 7/24/2015Helotes, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. JP Morgan Securities LLC
    Apr 2016 – Nov 2016San Antonio, TX
  2. Stifel Nicolaus & Co Inc
    Mar 2017 – Oct 2019Corpus Christi, TX
  3. Unemployed
    Nov 2016 – Mar 2017Corpus Christi, TX
  4. Frost Brokerage Services
    Oct 2019 – Oct 2021Corpus Christi, TX
  5. Frost Investment Services
    Oct 2019 – Oct 2021Corpus Christi, TX
  6. LPL Financial LLC
    Oct 2021 – Feb 2022Corpus Christi, TX
  7. LPL Financial LLC
    Feb 2024 – May 2024Boerne, TX
  8. Unemployed
    Mar 2022 – Jan 2024Corpus Christi, TX
  9. Martin Capital Advisors, LLP
    Sep 2024 – Nov 2025San Antonio, TX
  10. Stacey Vincent-Flores Business Consultant & Investment Mgmt., LL
    Sep 2023 – Feb 2026Dubai
  11. Empower Financial Services, Inc
    Apr 2026 – no end date reportedGreenwood Village, CO
  12. Empower Advisory Group, LLC
    Apr 2026 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stacey Vincent-Flores has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Stacey Vincent-Flores (Empower Financial Services)