Stacy Ann Clifford
Investment Adviser Representative at Holistic Wealth Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stacy Ann Clifford is an investment adviser representative in Clifton Park, NY, currently registered with Holistic Wealth Advisors and LPL Financial LLC. They have worked in the securities industry since 2002 and have been registered with 5 firms, including Stratos Wealth Partners, Ltd and Cetera Investment Advisers LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut, New York, and Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, New York, Texas
- Broker:
20 states and territories
Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Maine, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, Texas, Vermont, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cetera Financial Specialists LLCAug 2002 – Dec 2017Schaumburg, IL
- Cetera Investment Advisers LLCFeb 2004 – Dec 2017Schaumburg, IL
- SELF EmployedApr 2010 – no end date reportedClifton Park, NY
- LPL Financial LLCDec 2017 – no end date reportedClifton Park, NY
- Stratos Wealth Partners, LTDDec 2017 – Dec 2024Clifton Park, NY
- Holistic Wealth AdvisorsDec 2024 – no end date reportedClifton Park, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Holistic Wealth Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Customized financial planning, holistic wealth checkups, ongoing financial wellness strategies, investment advisory, and charitable contribution guidance.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Clifton Park, NY
- SEC file number:
- 801-131511
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Holistic Wealth Advisors
6 other advisors in the directory
Similar advisors in Clifton Park, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stacy Ann Clifford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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