AdFi
SG

Stanley Gregor

Investment Adviser Representative at SUMMIT FINANCIAL, LLC

Parsippany, NJCRD #1672974Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/30/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 7/27/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/18/1987
Series 12
NYSE Branch Manager Examination
Passed 1/11/2002
Series 4
Registered Options Principal Examination
Passed 10/11/1997
Series 53
Municipal Securities Principal Examination
Passed 7/19/1996
Series 24
General Securities Principal Examination
Passed 10/27/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Summit Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUMMIT FINANCIAL, LLCCurrent
12/21/2018Parsippany, NJ
SUMMIT EQUITIES INC
2/7/201712/21/2018Parsippany, NJ
SUMMIT FINANCIAL RESOURCES INC
1/20/20179/27/2018Parsippany, NJ
CANTOR FITZGERALD WEALTH PARTNERS, LLC
8/6/201411/28/2016New York, NY
MERION WEALTH PARTNERS, LLC
6/11/201212/5/2012Paoli, PA
WELLS FARGO ADVISORS, LLC
6/3/20099/30/2010Charlotte, NC
COMMERCE CAPITAL MARKETS, INC.
8/3/20058/15/2007Cherry Hill, NJ
BANC OF AMERICA INVESTMENT SERVICES, INC.
10/20/20041/14/2005New York, NY
QUICK & REILLY, INC.
11/25/200210/20/2004New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stanley Gregor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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