Stephanie E Sarkisian
Investment Adviser Representative at Morgan Stanley
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephanie E. Sarkisian is an investment adviser representative with Morgan Stanley in Raleigh, NC, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with J.p. Morgan Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 79
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
39 states and territories
Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan StanleyJun 2021 – Jun 2025Chapel Hill, NC
- Covr Financial TechnologiesDec 2019 – Apr 2021Colorado Springs, CO
- SAS Retail ServicesMay 2019 – Dec 2019Colorado Springs, CO
- Chili's Bar and GrillJan 2019 – Mar 2019Chicago, IL
- A Cup of CherriesMay 2018 – Oct 2018South Lake Tahoe, CA
- Alta's Rustler LodgeJan 2018 – Apr 2018Alta, UT
- Junior's ItalianSep 2017 – Jan 2018Colchester, VT
- Applebee'sOct 2016 – Sep 2017Burlington, VT
- ExpressApr 2019 – Apr 2019Castle Rock, CO
- Z Golf Food & Beverage ServicesOct 2019 – Jan 2020Colorado Springs, CO
- Chart House StatelineMay 2018 – Jul 2018Stateline, NV
- UnemployedMay 2021 – May 2021Burlington, VT
- J.p. Morgan Securities LLCJul 2025 – Nov 2025Raleigh, NC
- Jpmorgan Chase BANK, N.A.Jul 2025 – Nov 2025Raleigh, NC
- UnemployedNov 2018 – Dec 2018Chicago, IL
- Morgan StanleyApr 2026 – no end date reportedRaleigh, NC
- First WatchJan 2026 – Apr 2026Cary, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Morgan Stanley
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 23,008
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Purchase, NY
- SEC file number:
- 801-70103
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Morgan Stanley
Showing 12 of 23,008 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephanie E Sarkisian has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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