Stephanie Mayann Wei
Investment Adviser Representative at Ashton Thomas Private Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephanie Mayann Wei is an investment adviser representative in San Francisco, CA, currently registered with Ashton Thomas Private Wealth and Ashton Thomas Securities, LLC. They have worked in the securities industry since 2002 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California, Florida, Massachusetts, New York, Oregon, and Washington.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Florida, Massachusetts, New York, Oregon, Washington
- Broker:
4 states and territories
California, Iowa, Oregon, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Securities, LLCNov 2009 – Feb 2019San Francisco, CA
- North Capital Private SecuritiesOct 2020 – Sep 2021Salt Lake City, UT
- ImpactAssetsJan 2020 – Jan 2021Bethesda, MD
- self-employedMar 2019 – Jan 2020San Francisco, CA
- Structured Products Consulting GroupSep 2021 – Mar 2022Saratoga, NY
- MCG Securities, LLCJan 2021 – Mar 2022Wayne, PA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2022 – Jun 2025Palo Alto, CA
- BANK OF America, N.A.Mar 2022 – Jun 2025Palo Alto, CA
- Ashton Thomas Private Wealth, LLCJun 2025 – no end date reportedScottsdale, AZ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ashton Thomas Private Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 97
- Offices listed on AdvisorFinder:
- 19
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-71512
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 24, 2026
View full firm profileOther advisors at Ashton Thomas Private Wealth
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephanie Mayann Wei has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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