Stephen A. Rogers
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen A. Rogers is an investment adviser representative with LPL Financial LLC in Columbus, OH, where they have been registered since 2026. They have worked in the securities industry since 2002 and have been registered with 3 firms, including VOYA Financial Advisors, Inc. and MONY Securities Corporation. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
2 states and territories
Florida, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nexus CommunicationsDec 2008 – Dec 2016Columbus, OH
- OHIO Dominican UniversitySep 2008 – Aug 2019Columbus, OH
- STAR PackagingApr 2008 – Aug 2019Columbus, OH
- JC Wealth Management GroupNov 2008 – Aug 2019Lacaster, OH
- JCC Insurance Services, LLCMar 2014 – Aug 2019Lancaster, OH
- VOYA Financial AdvisorsSep 2014 – Aug 2019Columbus, OH
- LPL Financial LLCAug 2019 – Mar 2025Upper Arlington, OH
- Heartland BankAug 2019 – Feb 2025Upper Arlington, OH
- LPL Financial LLCMar 2026 – no end date reportedColumbus, OH
- UnemployedMar 2025 – Mar 2026Columbus, OH
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen A. Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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