Stephen Andrew Frick Jr.
Investment Adviser Representative at Merit Financial Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Andrew Frick is an investment adviser representative with Merit Financial Advisors in Jacksonville, FL, where they have been registered since 2019. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Synovus Securities, Inc. and Suntrust Advisory Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida, Louisiana, and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Louisiana, Texas
- Broker:
6 states and territories
California, Florida, Georgia, Nevada, Pennsylvania, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Synovus BANKAug 2014 – Aug 2018Jacksonville, FL
- Synovus Securities, Inc.May 2015 – Aug 2018Jacksonville, FL
- Suntrust Investment Services IncAug 2018 – Aug 2019Atlanta, GA
- Suntrust BANKAug 2018 – Aug 2019Jacksonville, FL
- Suntrust Advisory Services, Inc.Oct 2018 – Aug 2019Atlanta, GA
- Synovus Securities IncAug 2019 – Oct 2019Jacksonville, FL
- Synovus BANKAug 2019 – Oct 2019Jacksonville, FL
- LPL Financial, LLCNov 2019 – Aug 2024Jacksonville, FL
- Merit Financial AdvisorsNov 2019 – no end date reportedJacksonville, FL
- PKS InvestmentsAug 2024 – no end date reportedAlbany, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merit Financial Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- First $100,0001.50%
- $100,000 - $250,0001.25%
- Above $250,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 269
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Alpharetta, GA
- SEC file number:
- 801-67462
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merit Financial Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Andrew Frick Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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