Stephen Bornet
Investment Adviser Representative at TD Private Client Wealth LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Bornet is an investment adviser representative with TD Private Client Wealth LLC in New Hyde Park, NY, where they have been registered since 2023. They have worked in the securities industry since 2007 and have been registered with 4 firms, including E*trade Capital Management, LLC and TD Ameritrade Investment Management, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut, New Jersey, and New York.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, New Jersey, New York
- Broker:
3 states and territories
Connecticut, New Jersey, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD AmeritradeAug 2011 – Jan 2019Stamford, CT
- E*trade Securities LLCJan 2019 – Aug 2023New York, NY
- E*TRADE Capital Management LLCJan 2019 – Aug 2023New York, NY
- Morgan StanleyMar 2023 – Aug 2023New York, NY
- TD Private Client Wealth LLCOct 2023 – no end date reportedMelville, NY
- TD Bank N.A.Oct 2023 – no end date reportedMelville, NY
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TD Private Client Wealth LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
TD Automated Investing (robo-advisor, digitally managed portfolios); TD Investment Services with a dedicated Financial Advisor and personalized TD Wealth Plan; Private Client Group offering a dedicated wealth management team, tailored wealth planning, investment advisory, planning specialist, and private client banking.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 503
- Offices listed on AdvisorFinder:
- 28
- Main office:
- New York, NY
- SEC file number:
- 801-77771
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at TD Private Client Wealth LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Bornet has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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