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Stephen Davis Miles

Investment Adviser Representative at ADDICUS ADVISORY, LLC

Tupelo, MSCRD #3256437Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/20/1999
SIE
Securities Industry Essentials Examination
Passed 12/6/2016
Series 7
General Securities Representative Examination
Passed 7/21/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/12/1999
Series 24
General Securities Principal Examination
Passed 8/25/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $3,000,0001.45%
$3,000,001 - $10,000,0001.00%
$10,000,001 - $25,000,0000.85%
$25,000,001 and above0.75%
Source

Addicus Advisory, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADDICUS ADVISORY, LLCCurrent
12/6/2016Tupelo, MS
INVEST FINANCIAL CORPORATION
3/16/201112/6/2016Tupelo, MS
NEW ENGLAND SECURITIES CORPORATION
2/20/20043/18/2011Memphis, TN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ADDICUS ADVISORY, LLC

3 other advisors in the directory

View ADDICUS ADVISORY, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Davis Miles has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.