AdFi
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Andrew B Adams

Investment Adviser Representative at ADDICUS ADVISORY, LLC

OXFORD, MSCRD #4594963Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
6

Registrations & licenses

Registration type
Investment Adviser Rep
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/14/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 11/4/2002
SIE
Securities Industry Essentials Examination
Passed 12/7/2016
Series 62
Corporate Securities Limited Representative Examination
Passed 4/23/2008
Series 22
Direct Participation Programs Representative Examination
Passed 9/7/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/25/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $3,000,0001.45%
$3,000,001 - $10,000,0001.00%
$10,000,001 - $25,000,0000.85%
$25,000,001 and above0.75%
Source

ADDICUS Advisory, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.
2/17/200611/16/2007TUPELO, MS
INVEST FINANCIAL CORPORATION
12/2/201112/7/2016OXFORD, MS
NEXT FINANCIAL GROUP, INC.
11/15/200712/5/2011TUPELO, MS
NEW ENGLAND SECURITIES
10/28/20021/11/2006NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew B Adams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew B Adams - Financial Advisor in OXFORD, MS | AdvisorFinder