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Stephen Hans Wagner

Investment Adviser Representative at Integrity Wealth Advisors, Inc.

Ventura, CACRD #2193508Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephen Hans Wagner is an investment adviser representative with Integrity Wealth Advisors, LLC in Ventura, CA, where they have been registered since 2016. They have worked in the securities industry since 1992 and have been registered with 3 firms, including LPL Financial LLC and Transamerica Financial Advisors, Inc. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.

Office

196 S. Fir St., Suite 140
Ventura, CA 93001

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/25/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/21/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/15/1992
Series 24
General Securities Principal Examination
Passed 8/9/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Integrity Wealth Advisors, LLCCurrent
2/1/2016 – Ventura, CA
LPL Financial LLC
9/5/2017 – 1/31/2018Ventura, CA
Transamerica Financial Advisors, Inc.
9/4/2009 – 2/11/2016Ventura, CA
Transamerica Financial Advisors, Inc.
7/8/1997 – 9/4/2009Ventura, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial, LLC
    Jan 2016 – no end date reportedVentura, CA
  2. Integrity Wealth Advisors, Inc.
    Jan 2016 – no end date reportedVentura, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Integrity Wealth Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, investment management, retirement planning, tax management, legacy/estate planning, and charitable planning.

Retirement PlanningInvestment ManagementFinancial PlanningEstate PlanningTax PlanningInsuranceCharitable Giving
Firm areas of expertise
Financial PlanningInvestment ManagementRetirement PlanningTax ManagementEstate PlanningCharitable PlanningFiduciaryIndependent Advisory

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
2
Main office:
Ventura, CA
SEC file number:
801-113205

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 22, 2026

View full firm profile

Other advisors at Integrity Wealth Advisors, Inc.

3 other advisors in the directory

View Integrity Wealth Advisors, Inc. firm profile

Similar advisors in Ventura, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Hans Wagner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Stephen Hans Wagner (Integrity Wealth Advisors)