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Stephen Harry Kaster

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Depere, WICRD #1533540Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
23 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisKansasKentuckyMichiganMinnesotaMissouriNevadaNew HampshireNorth CarolinaOhioOregonSouth CarolinaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/6/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 1/15/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/16/1988
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/13/1986
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 10/30/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
3/31/1993Depere, WI
EQUITABLE ADVISORS, LLCCurrent
8/18/1986Green Bay, WI
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
8/18/19861/5/2000New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Harry Kaster has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Harry Kaster - Financial Advisor in Depere, WI | AdvisorFinder