Stephen In Hee Lee
Investment Adviser Representative at RWA Wealth Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen In Hee Lee is an investment adviser representative with RWA Wealth Partners in Costa Mesa, CA, where they have been registered since 2023. They have worked in the securities industry since 2006 and have been registered with 10 firms, including Polaris Wealth Advisory Group and Mariner Wealth Advisors. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAASep 2012 – Apr 2018Newport Beach, CA
- Tiaa-cref Individual & Institutional Services, LLCSep 2012 – Apr 2018Newport Beach, CA
- BancWest Investment ServicesApr 2018 – Jul 2018Newport Beach, CA
- BANK OF THE WESTApr 2018 – Jul 2018Newport Beach, CA
- Empirical Wealth ManagementJul 2018 – Jun 2019Irvine, CA
- Mercer Global Advisors Inc.Jun 2019 – Mar 2021Newport Beach, CA
- Mariner Wealth AdvisorsMar 2021 – Jun 2023El Segundo, CA
- RWA Wealth Partners, LLCNov 2023 – no end date reportedNewton, MA
- Polaris Wealth Advisory Group, LLCJun 2023 – Nov 2023Costa Mesa, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RWA Wealth Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $500,000 (waivable)
- Estimated blended rate
- 0.0125
- Up to $500,0001.25%
- Next $1,500,0001.00%
- Next $3,000,0000.80%
- Next $5,000,0000.60%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 73
- Offices listed on AdvisorFinder:
- 9
- Main office:
- Boston, MA
- SEC file number:
- 801-73098
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 27, 2026
View full firm profileOther advisors at RWA Wealth Partners
Showing 12 of 73 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen In Hee Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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