Stephen Jallah
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Jallah is an investment adviser representative with LPL Enterprise, LLC in North Bethesda, MD, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Maryland, Texas, and Virginia.
Office
Advisors at this office: 27
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maryland, Texas, Virginia
- Broker:
10 states and territories
District of Columbia, Georgia, Hawaii, Maryland, Michigan, North Carolina, Pennsylvania, Texas, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sopam Group LiberiaJun 2024 – Jan 2025Monrovia
- Bloom CafeMay 2023 – Jun 2024Monrovia
- Family First LifeApr 2021 – May 2023Atlanta, GA
- Combined InsuranceJul 2019 – Apr 2021Atlanta, GA
- TelniaSoft IncSep 2016 – Jul 2018Largo, MD
- Northwestern Mutual Life Insurance CompanyMar 2025 – Jul 2025Milwaukee, WI
- Northwestern Mutual Investment Services LLCMar 2025 – Jul 2025Washington, DC
- UnemployedJan 2025 – Feb 2025Silver Spring, MD
- SJ ElectronicsJul 2018 – Jul 2019Monrovia
- First Command Brokerage Services INCAug 2025 – Sep 2025Fort Worth, TX
- UnemployedOct 2025 – Nov 2025Arlington, VA
- LPL Enterprise LLCDec 2025 – no end date reportedNorth Bethesda, MD
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Jallah has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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