Stephen James Constantine
Investment Adviser Representative at DSM CAPITAL PARTNERS
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen James Constantine has worked in the securities industry since 2009. They have passed the Series 3 examination. They are registered to provide investment advisory services in Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Global Growth / Dividend Growth - First $25M | 0.65% |
| Global Growth / Dividend Growth - $25M to $50M | 0.60% |
| Global Growth / Dividend Growth - $50M to $100M | 0.55% |
| Global Growth / Dividend Growth - $100M to $200M | 0.50% |
| Global Growth / Dividend Growth - Over $200M | 0.45% |
| US Large Cap Growth - First $5M | 1.00% |
| US Large Cap Growth - $5M to $20M | 0.75% |
| US Large Cap Growth - $20M to $100M | 0.63% |
| US Large Cap Growth - Over $100M (tiered) | 0.50% |
| US Large Cap Growth - $200M+ flat fee | 0.45% |
| Global Focus Growth - All Asset Sizes | 1.00% |
Firm-stated minimum; may be waived at the firm's discretion.
DSM Capital Partners Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen James Constantine has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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