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Stephen John Haney

Investment Adviser Representative at MODERA WEALTH MANAGEMENT, LLC

Wayne, PACRD #6071839Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/5/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/20/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Modera Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERA WEALTH MANAGEMENT, LLCCurrent
1/4/2021Wayne, PA
INDEPENDENCE ADVISORS, LLC
12/21/20181/4/2021Wayne, PA
LINCOLN FINANCIAL ADVISORS CORPORATION
11/18/201412/11/2018Berwyn, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
2/25/201311/18/2014Newtown Square, PA
AXA ADVISORS, LLC
11/27/20122/4/2013Bala Cynwyd, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen John Haney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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