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Stephen Louis Fougerousse

Investment Adviser Representative at LIFESTYLE ASSET MANAGEMENT, INC.

Friendswood, TXCRD #1402855Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
9 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephen Louis Fougerousse has worked in the securities industry since 1988. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
AlabamaArizonaColoradoFloridaIllinoisMichiganNew JerseyTexasWest Virginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/5/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/7/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/23/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $250,0001.75%
$250,001 to $500,0001.55%
$500,001 to $750,0001.45%
$750,001 to $1,000,0001.35%
$1,000,001 to $2,000,0001.25%
$2,000,001 to $3,000,0001.05%
$3,000,001 to $4,000,0000.95%
$4,000,001 to $5,000,0000.85%
Over $5,000,0000.75%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Lifestyle Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIFESTYLE ASSET MANAGEMENT, INC.Current
10/24/2017Friendswood, TX
CETERA INVESTMENT ADVISERS LLC
11/12/20207/9/2024Friendswood, TX
FIRST ALLIED ADVISORY SERVICES, INC.
1/3/200711/12/2020Friendswood, TX
FFP ADVISORY SERVICES INC
7/17/20021/3/2007Friendswood, TX
ING FINANCIAL ADVISERS, LLC
4/11/19977/16/2002Galveston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Louis Fougerousse has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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