Steven David Stock
Investment Adviser Representative at Lifestyle Asset Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven David Stock is an investment adviser representative with Lifestyle Asset Management, Inc. in Texas City, TX, where they have been registered since 2018. They have worked in the securities industry since 2004 and have been registered with 3 firms, including Cetera Investment Advisers LLC and First Allied Advisory Services, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
2 states and territories
New Mexico, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- D/b/a Lifestyle Financial Advisors, Inc.Apr 2007 – no end date reportedFriendswood, TX
- First Allied Securities, Inc.May 2008 – Sep 2022Friendswood, TX
- First Allied Advisory Services, Inc.Apr 2009 – Nov 2020Friendswood, TX
- Lifestyle Asset Management, Inc.Jun 2018 – no end date reportedFriendswood, TX
- First Allied Advisory ServicesNov 2020 – Nov 2020Schaumburg, IL
- Cetera Advisors LLCSep 2022 – no end date reportedTexas CIty, TX
- 42 Options LLCOct 2022 – Feb 2026Friendswood, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Lifestyle Asset Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Firm account minimum
- $50,000 (waivable)
- $0 to $250,0001.75%
- $250,001 to $500,0001.55%
- $500,001 to $750,0001.45%
- $750,001 to $1,000,0001.35%
+5 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Independent investment advisory services including wealth planning, portfolio strategies (individual equity separate accounts and custom total return portfolios), and 401(k) plan services for plan sponsors and participants.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Friendswood, TX
- Founded:
- 2011
- SEC file number:
- 801-116746
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at Lifestyle Asset Management, Inc.
Showing 12 of 15 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven David Stock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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