Stephen Mitchell Jesse
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Mitchell Jesse is an investment adviser representative with Vanguard Advisers, Inc. in Charlotte, NC, where they have been registered since 2021. They have worked in the securities industry since 2020 and were previously registered with Cetera Investment Advisers LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 661
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
2 states and territories
North Carolina, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cetera Investment Services LLCSep 2020 – Feb 2021St Cloud, MN
- Peoples Security Bank & Trust CompanyMay 2016 – Aug 2017Montrose, PA
- Jeffers Farm IncApr 2018 – Jun 2018Kingsley, PA
- CAP COM Federal Credit UnionMay 2019 – Aug 2019Albany, NY
- Cetera InvestorsMay 2019 – Aug 2019Latham, NY
- Ursinus CollegeAug 2015 – Oct 2017Collegeville, PA
- SUNY OneontaAug 2018 – Jun 2020Oneonta, NY
- UnemployedOct 2017 – Apr 2018Collegeville, PA
- UnemployedAug 2018 – May 2019Kingsley, PA
- Cetera Investment Advisers LLCOct 2020 – Feb 2021Endicott, NY
- The Vanguard Group, Inc.Mar 2021 – no end date reportedCharlotte, NC
- Ben's Home ServicesMay 2018 – Aug 2018Brooklyn, PA
- Jesse Marketing Affiliates LLCSep 2022 – Mar 2023Charlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Mitchell Jesse has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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