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Stephen Talbot Spraker

Investment Adviser Representative at Raymond James & Associates, Inc.

Richmond, VACRD #4361238Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

stephen talbot Spraker is an investment adviser representative with Raymond James & Associates, Inc. in Richmond, VA, where they have been registered since 2021. They have worked in the securities industry since 2001 and have been registered with 5 firms, including Truist Advisory Services, Inc. and Bb&t Securities, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Virginia.

Office

5820 Patterson Ave., Suite 100
Richmond, VA 23226

Advisors at this office: 32

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas, Virginia
Broker:
9 states and territories

California, Florida, Hawaii, North Carolina, South Carolina, Texas, Virginia, Washington, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/28/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/11/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Raymond James & Associates, Inc.Current
4/28/2021 – Richmond, VA
Truist Advisory Services, Inc.
2/17/2021 – 4/28/2021Atlanta, GA
Bb&t Securities, LLC
1/2/2013 – 2/17/2021Richmond, VA
Scott & Stringfellow, LLC
11/28/2012 – 1/2/2013Richmond, VA
Davenport & Company LLC
1/1/2007 – 11/28/2012Richmond, VA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Scott & Stringfellow
    Nov 2012 – Apr 2021Richmond, VA
  2. Bb&t Securities, LLC
    Jan 2013 – Apr 2021Richmond, VA
  3. Truist Investment Services, Inc.
    Feb 2021 – Apr 2021Richmond, VA
  4. Truist Advisory Services, Inc.
    Feb 2021 – Apr 2021Atlanta, GA
  5. Raymond James & Associates
    Apr 2021 – no end date reportedRichmond, VA
  6. Not Provided
    Aug 2025 – no end date reportedHenrico, VA
  7. Collegiate School
    Sep 2021 – no end date reportedRichmond, VA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Raymond James & Associates, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5,717
Offices listed on AdvisorFinder:
26
Main office:
St. Petersburg, FL
SEC file number:
801-10418

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

Other advisors at Raymond James & Associates, Inc.

Showing 12 of 5,717 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Talbot Spraker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Stephen Talbot Spraker (Raymond James & Associates)