Sterling Randal Henderson
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sterling Randal Henderson is an investment adviser representative with LPL Financial LLC in Fort Smith, AR, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with Financial Advocates Investment Management. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arkansas, Texas
- Broker:
6 states and territories
Arizona, Arkansas, Hawaii, Kansas, Oklahoma, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- XIT GinOct 2017 – Jan 2019Muleshoe, TX
- Legacy WaterJan 2020 – Jan 2023Umbarger, TX
- Take 5 OilJan 2023 – May 2023Canyon, TX
- Texas A&M Agrilife Extension, Andrews CountyJun 2023 – Jun 2024Andrews, TX
- R&M Cattle CompanyMay 2023 – May 2023Farwell, TX
- Enzs FarmsFeb 2020 – Jul 2020Farwell, TX
- Irrigation, Pumps and PowerMay 2019 – Aug 2019Muleshoe, TX
- Western EquipmentJul 2024 – no end date reportedChildress, TX
- StudentAug 2006 – Sep 2017Farwell, TX
- StudentAug 2017 – May 2018Farwell, TX
- StudentAug 2018 – May 2019Farwell, TX
- StudentAug 2019 – Dec 2019Seguin, TX
- StudentJan 2020 – May 2020Canyon, TX
- StudentAug 2020 – May 2021Canyon, TX
- StudentAug 2021 – May 2022Canyon, TX
- StudentAug 2022 – May 2023Canyon, TX
- LPL Financial LLCOct 2024 – no end date reportedMulberry, AR
- Financial Advocates Investment ManagementFeb 2025 – no end date reportedMulberry, AR
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sterling Randal Henderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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