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Steven Albert Schulte

Investment Adviser Representative at Raymond James Financial Services Advisors, Inc

Cincinnati, OHCRD #4439410Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Albert Schulte is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Cincinnati, OH, where they have been registered since 2014. They have worked in the securities industry since 2004 and have been registered with 4 firms, including Oppenheimer & Co. Inc. and H&r Block Financial Advisors, Inc. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Ohio.

Office

1 East 4th Street
Cincinnati, OH 45202

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio
Broker:
6 states and territories

Florida, Indiana, Kentucky, North Carolina, Ohio, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/4/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/8/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/21/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/3/2001
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 12/22/2011
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/21/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Raymond James Financial Services Advisors, IncCurrent
5/21/2014 – Cincinnati, OH
Raymond James Financial Services Advisors, Inc
7/11/2013 – 3/24/2014Cincinnati, OH
Oppenheimer & Co. Inc.
9/3/2008 – 2/21/2012Cincinnati, OH
H&r Block Financial Advisors, Inc.
4/20/2007 – 9/5/2008Cincinnati, OH
Fifth Third Securities, Inc.
2/14/2005 – 2/9/2006Cincinnati, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. First Financial BANK
    Mar 2012 – no end date reportedCincinnati, OH
  2. Raymond James Financial Services, Inc.
    Jun 2013 – no end date reportedCincinnati, OH
  3. Raymond James Financial Services Advisors Inc.
    May 2014 – no end date reportedCincinnati, OH

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Raymond James Financial Services Advisors, Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
6,660
Offices listed on AdvisorFinder:
26
Main office:
Saint Petersburg, FL
SEC file number:
801-69815

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at Raymond James Financial Services Advisors, Inc

Showing 12 of 6,660 in the directory

View Raymond James Financial Services Advisors, Inc firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Albert Schulte has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Steven Albert Schulte in Cincinnati, OH - Fees & Credentials