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Steven Angelo Mazzuchelli

Investment Adviser Representative at BAHL & Gaynor LLC

Cold Spring, NYCRD #5284601Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Angelo Mazzuchelli is an investment adviser representative with BAHL & Gaynor Inc in Cold Spring, NY, where they have been registered since 2024. They have worked in the securities industry since 2009 and were previously registered with Advisors Asset Management, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
1 state or territory

New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/29/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 3/14/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/1/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/20/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

BAHL & Gaynor IncCurrent
2/28/2024 – Cold Spring, NY
Quasar Distributors, LLCCurrent
10/17/2023 – Cold Spring, NY
Advisors Asset Management, Inc.
12/5/2019 – 7/6/2023Cold Spring, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. RESQ Investment Partners, LLC
    Feb 2016 – Mar 2018Scottsdale, AZ
  2. Northern Lights Distributors, LLC
    Feb 2016 – Dec 2016Omaha, NE
  3. First Dominion Capital Corp
    Jan 2017 – Mar 2018Richmond, VA
  4. Teramo Advisors LLC
    Mar 2018 – Oct 2019Naples, FL
  5. Quasar Distributors, LLC
    Mar 2018 – Oct 2019Milwaukee, WI
  6. Advisors Asset Management, Inc
    Nov 2019 – Jun 2023Monument, CO
  7. BG IS, LLC
    Jul 2023 – no end date reportedCold Spring, NY
  8. Quasar Distributors, LLC
    Oct 2023 – no end date reportedCold Spring, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About BAHL & Gaynor LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

High Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
25
Offices listed on AdvisorFinder:
2
Main office:
Cincinnati, OH
SEC file number:
801-36951

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Angelo Mazzuchelli has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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