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Steven Brett Bruce

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Plymouth, MACRD #2310778Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
19 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ArizonaCaliforniaConnecticutDelawareFloridaGeorgiaMaineMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaTexasUtahVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/23/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 1/18/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 12/5/2000
Series 7
General Securities Representative Examination
Passed 1/11/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
9/22/2020Plymouth, MA
SANFORD C. BERNSTEIN & CO., LLC
12/21/20166/5/2020Nashville, TN
ALLIANCEBERNSTEIN INVESTMENTS, INC.
5/19/20166/5/2020New York, NY
FS2 CAPITAL PARTNERS, LLC
4/17/20145/2/2016Philadelphia, PA
KBS CAPITAL MARKETS GROUP LLC
3/24/20084/16/2014Newport Beach, CA
ING FUNDS DISTRIBUTOR, LLC
1/30/20073/14/2008Belchertown, MA
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
8/15/20011/31/2007Marlborough, MA
NATIONAL FINANCIAL SERVICES LLC
11/15/20008/15/2001Boston, MA
FIDELITY BROKERAGE SERVICES LLC
10/17/20008/15/2001Smithfield, RI
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
10/7/199410/17/2000Smithfield, RI
FIDELITY BROKERAGE SERVICES, INC.
8/18/19939/30/1994Smithfield, RI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Brett Bruce has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Steven Brett Bruce - Financial Advisor in Plymouth, MA | AdvisorFinder