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Steven Brian Smith

Investment Adviser Representative at THE AMERIFLEX GROUP

Mahwah, NJCRD #1915043Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
10 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaConnecticutFloridaGeorgiaMassachusettsNew JerseyNew YorkNorth CarolinaSouth CarolinaVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/20/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 3/23/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/11/1989
Series 24
General Securities Principal Examination
Passed 8/15/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Ameriflex Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE AMERIFLEX GROUPCurrent
3/31/2026Mahwah, NJ
LPL FINANCIAL LLC
7/10/20254/27/2026Mahwah, NJ
CADARET GRANT & CO INC
1/18/20187/10/2025New Paltz, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Brian Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Brian Smith - Financial Advisor in Mahwah, NJ | AdvisorFinder